Atty. Thomas J. McGonigle
Mr. McGonigle focuses his practice on securities and investment regulation.
About
Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.
Practice Areas
Education
J.D.
Georgetown University
- 1982
Awards
Best Lawyers in America — Litigation - Securities
- 2026
Best Lawyers in America — Securities Regulation
- 2026
Best Lawyers in America — Additional Areas of Practice:
- 2026
Best Lawyers in America — Litigation - Regulatory Enforcement (SEC, Telecom, Energy)
- 2026
Best Lawyers in America — Securities / Capital Markets Law
- 2026
Best Lawyers in America — Special Focus:
- 2026
Best Lawyers in America — Broker-Dealer
- 2026
Best Lawyers in America — Enforcement
- 2026
Best Lawyers in America — Investigations
- 2026
Best Lawyers in America — Investment Management
- 2026
Best Lawyers in America — Regulatory
- 2026
Lawyer of the Year — Securities Regulation, Washington (D.C.)
- 2021
Lawyer of the Year — Securities Regulation, Washington (DC)
- 2016
Bar Admissions
New York, New York State Bar Association
District of Columbia, The District of Columbia Bar
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