Atty. Amy Doberman
Amy Doberman has more than 30 years of experience providing legal advice to asset management and wealth management clients. She counsels investment advisers on regulatory issues relating to mutual funds and ETFs, wrap programs, retirement products and separate accounts, including registration requirements, trading issues, affiliated transactions, marketing, and product development.
Profile Summary
About Amy Doberman at a glance
Amy Doberman is an attorney based in New York, New York, practicing at Wilmer Cutler Pickering Hale and Dorr LLP. Educated at New York University (J.D., 1986). Recognitions include Best Lawyers in America — Mutual Funds Law (2026). Serands clients in New York, NY and the surrounding metropolitan area.
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About
- Amy Doberman has more than 30 years of experience providing legal advice to asset management and wealth management clients
- She counsels investment advisers on regulatory issues relating to mutual funds and ETFs, wrap programs, retirement products and separate accounts, including registration requirements, trading issues, affiliated transactions, marketing, and product development
- She advises retail broker-dealers and dual registrants on sales practices, revenue sharing arrangements, and manager due diligence efforts
- Ms. Doberman also assists in managing SEC examinations and representing clients in enforcement matters involving investment advisers, mutual funds and ETFs
Jurisdictional Context
Why local counsel matters in New York
Practicing law in New York. Legal matters in New York are governed by state-specific rules of civil and criminal procedure, statutes of limitations, and substantive law. Cases originating in New York are typically filed in the local municipal court or the appropriate New York state district court, depending on subject matter and amount in controversy. An attorney licensed in New York brings working knowledge of local procedural deadlines, judicial practices in this andnue, and the substantive law that applies to cases brought here. Out-of-state attorneys generally cannot represent clients in New York courts without local counsel or pro hac vice admission.
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