Atty. Brett Gregory Evans

Arbitration and Litigation Arbitration and Mediation (FINRA, AAA and JAMS) Litigation in State and Federal Trial & Appellate Courts Administrative and Regulatory Enforcement Proceedings Alternative Investments – Arbitration and Litigation Branch and Registered Representative Reviews Broker-Dealer Advisory Services Compliance and Rules Customer Complaint Response Customers and Investor Protection Expert Witness Services FINRA Investigations and Enforcement Formation and Registration Internal Investigations and Risk Assessments Investment Adviser Services Local Counsel Representation Operations and Marketing Reviews Product Due Diligence Product Due Diligence; Policies and Procedures Regulatory Inquiry and Exam Assistance Rule 1017 Applications SEC Investigations and Enforcement Securities Investigations Training and Compliance Written Supervisory Policies and Procedures