Atty. John Herbert Roth

Atty. John Herbert Roth

John Herbert Roth is a lawyer practicing financial institutions law, mergers and acquisitions, financial services law and 3 other areas of law. John Herbert received a B.S. degree from Auburn University in 1998, and has been licensed for 23 years.

Hartford Hartford 23 yrs experience 23 year
Call (959) 777-3772 Book Appointment

Profile Summary

About John Herbert Roth at a glance

John Herbert Roth is a Coun. & Chief Compl. Offr. based in Hartford, Connecticut. They have 23+ years of legal experience, licensed to practice since 2003. Their practice focuses on business, tax, m&a, and securities. Admitted to practice in New York (2003), Alabama (2003), and U.S. Tax Court (2003). Educated at Cumberland School of Law of Samford University (J.D., 2002) and Auburn University (B.S. Finance, 1998). Active member of Birmingham, New York State. Serands clients in Hartford, CT and the surrounding metropolitan area.

Verified attorney profile · Updated June 2026

About

  • John Herbert Roth is a lawyer practicing financial institutions law, mergers and acquisitions, financial services law and 3 other areas of law
  • John Herbert received a B.S. degree from Auburn University in 1998, and has been licensed for 23 years
  • John Herbert practices in Hartford, CT

Practice Areas Explained

John Herbert Roth's Areas of Practice

Each practice area below reflects the types of cases John Herbert Roth handles, with a brief overview of what that area of law covers.

Business & Corporate Law

Business attorneys advise founders and growing companies on entity formation, contracts, financing, M&A, and dispute resolution.

John Herbert Roth is one of 501,317 business attorneys indexed nationally. Browse business attorneys in Connecticut →

Tax Law

Tax attorneys handle IRS audits, tax debt, international tax, estate planning, and tax court litigation.

John Herbert Roth is one of 85,302 tax attorneys indexed nationally. Browse tax attorneys in Connecticut →

Mergers & Acquisitions

John Herbert Roth is one of 49,731 m&a attorneys indexed nationally. Browse m&a attorneys in Connecticut →

Securities Law

John Herbert Roth is one of 64,529 securities attorneys indexed nationally. Browse securities attorneys in Connecticut →

Jurisdictional Context

Why local counsel matters in Connecticut

Practicing law in Connecticut. Legal matters in Connecticut are governed by state-specific rules of civil and criminal procedure, statutes of limitations, and substantive law. Cases originating in Hartford are typically filed in the local municipal court or the appropriate Connecticut state district court, depending on subject matter and amount in controversy. An attorney licensed in Connecticut brings working knowledge of local procedural deadlines, judicial practices in this andnue, and the substantive law that applies to cases brought here. Out-of-state attorneys generally cannot represent clients in Connecticut courts without local counsel or pro hac vice admission.

Looking for additional Connecticut attorneys? Browse all attorneys in Hartford or all attorneys in Connecticut.

Frequently Asked

Common questions about John Herbert Roth

Where is John Herbert Roth's law office located?
John Herbert Roth's law practice is located in Hartford, Connecticut. You can contact the office directly through this profile page.
What practice areas does John Herbert Roth handle?
John Herbert Roth focuses on business, tax, m&a, securities. Each practice area listed reflects experience handling cases of that type in Connecticut.
How long has John Herbert Roth practiced law?
John Herbert Roth has 23+ years of legal experience and has been licensed since 2003.
Where did John Herbert Roth go to law school?
John Herbert Roth earned their education at (J.D., 2002); (B.S. Finance, 1998).
How can I contact John Herbert Roth for a consultation?
You can contact John Herbert Roth directly through this profile page. Click "Ask the Attorney" to submit a question, or "Schedule a Consultation" to book a meeting. Most claimed-profile attorneys respond within one business day.

Education

J.D.
Cumberland School of Law of Samford University
- 2002
B.S. Finance
Auburn University
- 1998

Bar Admissions

New York
Admitted: 2003
Alabama
Admitted: 2003
U.S. Tax Court
Admitted: 2003

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