Atty. Neil Robson
Neil Robson decodes complex UK and EU regulations to provide practical regulatory and compliance advice to financial services firms. He represents a range of financial market participants — hedge and private equity fund managers, investment advisors, broker-dealers and proprietary traders — that are based or doing business in the UK or the EU.
Profile Summary
About Neil Robson at a glance
Neil Robson is a securities attorney, practicing at Katten. Recognitions include Best Lawyers in America — Investment Funds (2025). Serands clients in London and the surrounding metropolitan area.
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About
- Neil Robson decodes complex UK and EU regulations to provide practical regulatory and compliance advice to financial services firms
- He represents a range of financial market participants — hedge and private equity fund managers, investment advisors, broker-dealers and proprietary traders — that are based or doing business in the UK or the EU
- Neil's extensive working knowledge of this complicated sector allows his clients to both meet their business objectives and satisfy regulatory requirements.Proactive compliance counsel that keeps financial services firms thriving, nimbleNeil's ultimate goal for each one of his clients is for them to confidently run their firms and thrive within the complex regulatory environment in which they operate
- That means ensuring everything they do — from day-to-day business functions and cross-border interactions to launching products and new funds — stands up to the closest regulatory scrutiny.A significant part of Neil's work involves helping his clients stay nimble in the face of changing laws and regulations or uncertain circumstances
- He assisted an international multibillion AUM fund management group, for example, with a restructuring to ensure uninterrupted operations in the event of a "no deal" Brexit
- This included forming new entities across Europe and restructuring client relationships across the EU, the UK and United States and working through complicated regulatory, personnel and tax issues
- Whatever the scope of an engagement, Neil provides responsive and agile advice aimed at satisfying his client's commercial objectives
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