Atty. Timothy B. Mills

• Timothy B. Mills is founder and managing partner of Asia and Middle East International Law Group P.C. (the “Firm”) As the Firm’s senior executive, Mr. Mills brings to bear more than 30 years’ experience in international business development, cross-border investments and complex cross-border commercial and white collar criminal disputes (and their resolutions)
• Specifically, the Firm provides advice and expertise at the highest levels to enterprises across the globe involved in intricate international business and investment transactions, as well as in complex, high-stakes cross-border commercial civil disputes typically involving claims ranging from $5 million to hundreds of millions of dollars and defense of cross-border white collar criminal investigations and prosecutions involving the extraterritorial application of U.S. laws to foreign enterprises in the areas of U.N and U.S. sanctions (particularly those directed at entities illegally involved in trading with Iran, Syria and North Korea), bribery, corruption, money laundering and U.S. export control laws
• Mr. Mills has represented clients in litigation before the U.S
• Supreme Court, most of the U.S
• Courts of Appeals, the Supreme Court of Canada, the High Court of England & Wales (Queens Bench Division), courts in France, Germany, The Netherlands, Sweden, Italy, Lebanon, Jordan and Egypt, as well as before arbitral tribunals in the United States, the United Kingdom and Europe
• Mr. Mills founded Asia and Middle East International Law Group as a specialized international law firm with the purpose of providing advice and expertise at the highest levels to enterprises across the globe involved in intricate international business and investment transactions, as well as in complex, high-stakes cross-border dispute civil and criminal disputes
• Mr. Mills provides highly effective representation to clients in cross-border matters involving regulatory actions by the various agencies of the U.S
• Government Executive Branch under the direction of the President of the United States and his Cabinet Officers, with an emphasis on national security, cross-border compliance with U.S. laws (including economic sanctions), technology, foreign direct investment, U.S governmental investigations and enforcement actions
• In achieving extraordinary results for his clients, Mr. Mills and the Firm navigates the juncture between business, law and government, and draw on and manage the resources of the best legal talent in over 50 leading law firms internationally, as well as 20 law firms throughout the United States
• Mr. Mills’ expertise on issues of U.S. national security and defense issues is born of more than 23 years of service as a legal officer within the U.S. national security community
• Simultaneously with his private practice of law, Mr. Mills served as an attorney/commissioned officer in the U.S
• Army Reserve (USAR) Judge Advocate General’s (JAG) Corps, where he rose to the position of a senior international law officer within the U.S
• Army Special Operations Command, with responsibility for critical legal aspects of post conflict restoration of civil authority, particularly with respect to the Former Republic of Yugoslavia, settlement of the Kosovo conflict, and post-conflict restoration of civil authority in Iraq following the end of the Saddam Hussein regime
• Mr. Mills retired from the Army Reserve in Spring 2011 (after completing over 39 years of combined active Army and USAR service) with the rank of senior Lieutenant Colonel
• U.S. and International Economic Sanctions Practice Mr. Mills represents foreign and U.S. corporations, financial institutions, exporters, insurers and investors in U.S. and international sanctions matters within the jurisdiction of the United States Department of the Treasury Office of Foreign Assets Control (OFAC), the United States Department of Commerce's Bureau of Industry and Security (BIS), the U.S
• State Department Office of Economic Sanctions Policy and Implementation, the U.S
• State Department Bureau of International Security and Nonproliferation, and the U.S
• Department of Justice (DoJ) National Security Division
• Client representations on OFAC matters include: ● applications for OFAC general and specific licenses to engage in otherwise prohibited transactions
• ● responding to OFAC inquiries and investigations into potential violations of U.S. sanctions laws by international companies that appear to be in violations of U.N. and U.S. sanctions (typically as a consequence of appearing to transact prohibited business with Iran, North Korea, Russia, Syria and Venezuela)
• ● at clients’ request and direction, conducting corporate internal investigations to provide corporate senior management and boards of directors with a clear picture of events for purposes of sanctions risk determination and response (including remedial measures and compliance)
• ● response to OFAC administrative subpoenas and US Justice Department (DoJ) grand jury subpoenas for corporate records relevant to potential sanctions violations
• ● at clients’ requests, preparation and submission of client reporting and voluntary self-disclosures to OFAC of apparent sanctions violations
• ● advocacy before OFAC for removal of client corporations and individuals from OFAC’s Specially Designated Nationals and Blocked Persons List
• ● develop and implement sector-specific OFAC compliance programs for U.S. and international businesses
• and ● provide counseling on cutting-edge OFAC-related matters, including compliance with and risks of violations of primary and secondary sanctions arising from new and renewed OFAC sanctions programs, particularly involving Iran, North Korea, Russia and Venezuela
• Client representations on BIS matters include: ● providing compliance advice and counsel to U.S. and international corporations on newly-imposed export restrictions on U.S. dual use technology (particularly critically-sensitive information technology (IT); ● counseling international corporations on re-export restrictions concerning US technology (particularly technology embedded in foreign-manufactured end products), particularly to countries or end users prohibited by U.S. export laws; ● advice and counsel on client responses to BIS inquiries, investigations and enforcement actions; ● negotiating and reaching resolution of BIS enforcement actions (including export restrictions imposed by BIS by virtue of BIS listing a corporation or an individual on the BIS “Denied Persons List”, “Entity List” and “Unverified List”) through binding administrative settlement agreements between BIS and the affected corporate entities; and ● advice, counsel and monitoring of implementation and compliance with BIS settlements
• Mr. Mills’ advice, counsel and representation on OFAC and BIS matters is highly sought by corporations and investors
• As a consequence, most recently Mr. Mills has provided advice and commentary concerning the following areas of OFAC and BIS concern: North Korea Sanctions: ● Advice and counsel concerning the order of a U.S
• District Court Judge in Washington, D.C. that banks must comply with U.S. subpoenas (issued under the U.S
• Patriot Act)for customer records relevant to a U.S. criminal investigation of a Hong Kong-registered front company to conduct more than $100 million in prohibited U.S. financial transactions on behalf of a North Korean bank to finance North Korea’s nuclear weapons program. ● Advice and counsel concerning OFAC’s imposition of sanctions in May 2019 on Dalian Haibo International Freight Co. Ltd and Liaoning Danxing International Forwarding Co. Ltd on grounds that each company assisted North Korea evade UN and U.S. sanctions. ● Advice and counsel concerning OFAC’s imposition of secondary sanctions in August 2017 against Chinese and Russian entities, for trading with North Korea and acting as a front company for a North Korean bank
• Iranian Sanctions ● Advice and counsel to international corporations and financial institutions in Europe and the Middle East concerning compliance with re-imposed U.S. secondary sanctions on Iran following the U.S. withdrawal from the Joint Comprehensive Plan of Action (JCPOA). ● Advice and counsel to an international corporation involved in a long-term project in Iraqn concerning complex re-adjustments of the project’s supply chain necessary to avoid disruption to the project from the then-forthcoming U.S. re-imposition of Iran secondary sanctions
• Syrian Sanctions ● Advice, counsel and representation before OFAC of a non-U.S. international manufacturing corporation that had been listed by OFAC as an SDN as a consequence of contractual dealings with the Government of Syria following the imposition of UN and U.S. sanctions, for the purpose of reaching settlement and removal from the SDN list
• BIS Denied Persons and Entity Lists/Enforcement Actions ● Advice, counsel to investors concerning bases and legal merits of BIS enforcement actions against Zhongxing New Telecommunications Equipment Co Ltd. (“ZTE”), potential for resolution, effect on ZTE corporate governance and enterprise value. ● Advice, counsel to investors concerning bases and legal merits of U.S
• Justice Department and BIS enforcement actions against Huawei, potential for resolution, effect on Huawei corporate governance and enterprise value
• CFIUS Practice For more than 20 years, Mr. Mills has been involved in the successful representation of foreign clients involved in merger and acquisition (M&A) transactions in the United States that trigger review and potential disapproval by the Committee on Foreign Investment in the United States (CFIUS)
• Mr. Mills’ CFIUS practice involves providing counsel to purchasers, sellers, minority investors, financial institutions, private equity consortia and other institutional investors, to identify and address likely CFIUS issues at the outset of contemplated transactions so as to reduce the likelihood of a CFIUS investigation and mitigation demands or disapproval of the transaction
• CFIUS review and approval is particularly critical in transactions in the realms of defense, homeland security, law enforcement, intelligence, cybersecurity, critical infrastructure, semiconductor and high technology manufacturing processes, telecommunications, and assets subject to U.S. export controls
• Mr. Mills’ experience with the CFIUS process provides him with deep knowledge of issues of concern to the CFIUS principals and the actions to take in advance of. and during, CFIUS review and investigation to alleviate those concerns
• In CFIUS matters, the Firm functions seamlessly as an integral part of the client’s M&A/investment legal team
• Mr. Mills has successfully advised investors on CFIUS review of such transactions
• He has conducted multiple assessments and advised M&A clients of the risk of CFIUS finding that national security issues merit a foreign M&A/investment transactioneither being subjected to a CFIUS investigation or being subjected to CFIUS-mandated measures to mitigate national security concerns
• Cross-Border White Collar Criminal Defense, Serious Financial Fraud, Corporate Internal Investigations, Corporate Due Diligence, Corporate Compliance Mr. Mills has over 40 years’ experience in cross-border financial and corporate due diligence, stemming from his exceptional experience in the field of white collar criminal defense of major corporations, shareholders, officers and directors
• In the realm of serious financial fraud, white collar criminal defense, and Government civil and criminal enforcement investigations, Mr. Mills’ expertise extends to the most complex and highs stakes areas, inclusive of: ● Defense of investigations by the U.S
• Securities and Exchange Commission (SEC), the U.S. securities exchanges (i.e., NYSE, NASDAQ) and the U.S
• Justice Department into the conduct of publicly-listed companies – including alleged fraud and bookkeeping violations; ● U.S
• Foreign Corrupt Practices Act, the UK Anti-Bribery Act and the European Anti-Corruption Conventions; ● U.S
• Anti-Kickback Act; ● Defense of U.S
• Government criminal grand jury investigations and prosecutions of contractors and their employees; ● Defense and prosecution of civil False Claims Act qui tam cases brought in U.S. federal courts; ● Advice and counsel to corporate management when the possibility of misconduct is discovered or substantiated and assisting corporate entities and individuals to resolve the potential exposures (whether administrative, civil or criminal) through dealings with appropriate governmental authorities)
• ● Defense of major civil and criminal investigations by the U.S
• Government, foreign governments and international organizations relating to alleged misconduct by corporations and their officers and directors
• and ● Defense of audits by the U.S
• Government, foreign sovereigns and international organizations
• Compliance Programs Mr. Mills has world-class experience in advising corporate clients on the establishment and operation of corporate compliance programs that reduce or eliminate the likelihood of both U.S. and non-U.S. corporations violating U.S. and international laws and regulations applicable to an organization’s business activities. (Corporate compliance involves the design, implementation, and monitoring of effective policies, programs, procedures and practices surrounding compliance by an organization and its employees and other representatives with legal and regulatory requirements applicable to the organization’s business activities as well as detection of potential violations of these legal and regulatory requirements by an organization’s employees and other representatives
• Corporate compliance also encompasses internal policies and procedures adopted by organizations to minimize risk to the organization and ensure ethical behavior and personal conduct by the organization’s employees and other representatives.) A successful program demands the timely reporting of potential violations of the program to appropriate leaders within the organization and the prompt handling of those apparent violations through corporate internal investigation by qualified U.S. legal counsel
• Mr. Mills has over 20,000 hours of professional experience in conducting relevant corporate internal investigations
• Compliance programs previously designed by Mr. Mills on behalf of Fortune 1000 corporations have been reviewed and approved by appropriate agencies of the U.S
• Government, including the U.S
• Justice Department, the U.S
• Department of Defense, the U.S
• Department of Commerce, the U.S
• Treasury
• The Firm is expert is designing and supervising the implementation of industry-specific custom compliance programs that are appropriate in light of an organization’s size, form of entity, operational focus, complexity, management structure, and breadth of operations
• As well, the Firm is expert in identifying appropriate measures to instill a top-down leadership culture within an organization that fosters adherence to the compliance program at all levels
• Complex International and National Civil Dispute Resolution Mr. Mills possess decades of experience and are highly expert in litigating, arbitrating and resolving the most complex, very high-value cross-border (international) State-to-State and commercial controversies and claims, as well as high- and medium-value business disputes that arise in a national (domestic) context, and in cross-border enforcement of judgments, particularly in North America, Europe, the Middle East and Asia
• Cross-Border and National Litigation From 2007 through 2014, Mr. Mills was designated by His Excellency (HE) the Prime Minister of Iraq and the various HE Ministers of Justice of the Republic of Iraq to serve as the senior international legal advisor of choice with respect to the most critical international legal disputes (of the character of State-to-State as well as commercial disputes) facing the Government of Iraq
• In this capacity, from 2008 through early 2013 Mr. Mills served as the senior international legal advisor in defense of Iraq and Iraqi Airways in the international litigation of the Kuwait Airways Corporation v
• Iraqi Airways Company case before courts in Canada, London and throughout Europe and the Middle East, as well as in the settlement negotiations that ultimately settled the dispute on a State-to-State basis, reducing the international judgment liability against Iraqi Airways Company from $1.2 billion to the settlement amount of $500 million
• From 2004 through present, Mr. Mills has represented the Republic of Iraq, its Ministries and State-Owned Enterprises in litigation in U.S
• Courts
• Mr. Mills defended Iraq against of Saddam-era terrorism claims totaling more than $1 billion, which were extinguished by Mr. Mills strategizing and prosecuting litigation up to the Supreme Court of the United States, obtaining a 9-0 decision in favor of Iraq in the the cases of Simon-Seyam v
• Iraq
• Mr. Mills also has handled and successfully resolved approximately more than 100 international civil commercial controversies between enterprises in the United States, Europe, Middle East and Asia, arising out of contractual relationships, unfair competition claims, alleged anti-trust and anti-corruption violations, including through litigation in courts in the U.S,, European Union and Middle Eastern countries
• Arbitration and Arbitration Enforcement Mr. Mills also has been involved in and successfully resolved more than 40 matters of controversy arising out of arbitration proceedings conducted and awards made by the International Court of Arbitration of the International Chamber of Commerce (“ICC”), the London Court of International Arbitration (‘LCIA”) and the American Arbitration Association (“AAA”)
• With respect to arbitration enforcement, Mr. Mills has been involved in both obtaining and defending against enforcement of arbitration awards in more than 20 arbitration award recognition and enforcement proceedings in 15 different international jurisdictions
• SIGNIFICANT CASES COMPLEX CROSS-BORDER CIVIL LITIGATION Beaty and Simon-Seyam v
• Republic of Iraq et al.(United States Supreme Court) Lead Counsel for Petitioner Republic of Iraq: Timothy B. Mills Architect of Merits Brief and Oral Argument: Timothy B. Mills Co-Counsel Selected by Mr

Mills

• Fulbright & Jaworski, Washington, D.C
• Amount in Controversy: More than $1.2 billion(all related casesin which Mr. Mills was lead counsel for Iraq): Types of Claims: Saddam-era “State Sponsor of Terrorism” claims against Iraq by American citizens taken hostage by the Saddam Hussein forces during the 1990 Iraqi invasion of Kuwait, the 1991 liberation by U.S. and Coalition forces and the aftermath Prior Litigation Leading to Supreme Court Review: More than 20 cases active for more than 9 years in the U.S
• Federal Courts
• All prior rulings uniformly held that jurisdiction existed in U.S
• Courts for the State-Sponsor of Terrorism claims against Iraq, notwithstanding that U.S. foreign sovereign immunity law prohibited the exercise of jurisdiction of these types of claims forall States except those listed b