SEC Enforcement Attorneys | Find Expert Attorney - 2026

Atty. John Nicholas Nassikas III

Washington 42 year 5.0

John Nicholas Nassikas III is a lawyer practicing white collar criminal defense, litigation, antitrust and 5 other areas of law. John received a B.A. ...

Antitrust Litigation White Collar Criminal Defense Congressional Investigations Criminal Defense +3

Atty. Richard David Weinberg

New York 53 year 5.0

Richard David Weinberg is a lawyer practicing white collar criminal defense, white collar fraud, civil appeals and 12 other areas of law. Richard Davi...

Civil Appeals White Collar Criminal Defense White Collar Fraud, Business Crimes Civil Litigation +10

Atty. Elizabeth Anne Lowery

Hermosa Beach 29 year 5.0

Elizabeth Anne Lowery is a lawyer practicing securities offerings, nasd and sec regulation, compliance and 10 other areas of law. Elizabeth received a...

Compliance NASD and SEC Regulation Securities Offerings Business Litigation Complex Fraud +8

Atty. Shannon M. Dyer Rozner

Rockville 23 year 5.0

Shannon M. Dyer Rozner is a lawyer practicing sec enforcement.

SEC Enforcement

Atty. H. Allen Pennington, Jr.

Fort Worth 45 year 5.0

Mr. H.

Commercial Commercial Litigation General Practice NASD Arbitration SEC Enforcement +1

Atty. James M Scutti

Vero Beach 53 year 5.0

James M Scutti is a lawyer practicing arbitration, business litigation, dispute resolution and 14 other areas of law. James received a B.S. degree fro...

Arbitration Business Litigation Dispute Resolution Employment Contracts Initial Public Offerings +12

Atty. Daniel Wilkinson Hurson

Washington 25 year 5.0

Daniel Wilkinson Hurson is a lawyer practicing environmental litigation, government, administrative law and 3 other areas of law. Daniel received a B....

Administrative Law Environmental Litigation Government Litigation SEC Enforcement +1

Atty. Robert Lowell Herskovits

New York 29 year 5.0

Robert Lowell Herskovits is a lawyer practicing securities litigation, broker-dealer arbitration, securities regulation and 28 other areas of law. Rob...

Broker Dealer Arbitration Securities Litigation Securities Regulation Alternative Dispute Resolution Arbitration +26

Atty. Michael Trager

Washington 41 year 5.0

Michael Trager is a lawyer practicing securities, broker-dealer regulation, insider trading and 9 other areas of law. Michael received a B.A. degree f...

Broker Dealer Regulation Insider Trading Securities Congressional Investigations Corporate & Incorporation +7

Atty. Robin Philips Hartmann

Dallas 55 year 5.0

Mr. Robin Philips Hartmann is a lawyer practicing antitrust and competition, antitrust counseling and compliance, government civil investigations and ...

Antitrust And Competition Antitrust Counseling and Compliance Government Civil Investigations Antitrust Corporate Governance +9

Atty. Janet Lee Hoffman

Portland 49 year 5.0

Listed in: Best Lawyers in America, 2001—; International Society of Barristers, 2000—; Oregon Super Lawyers 2007—; Carries the highest legal ability r...

Criminal Defense SEC Enforcement White Collar Crime Environmental Law Major Felonies +1

Atty. Kathleen Lynn Roach

Chicago 41 year 5.0

Kathleen Lynn Roach is a lawyer practicing complex commercial litigation, securities & investment fraud, mergers and acquisitions and 3 other areas of...

Complex Commercial Litigation Mergers And Acquisitions Securities / Investment Fraud Directors And Officers Litigation SEC Enforcement +1

Atty. Daniel J. Hurson

Washington 54 year 5.0

Daniel J. Hurson is a lawyer practicing accountants malpractice, litigation, sec enforcement and 3 other areas of law.

Accountants Malpractice Litigation SEC Enforcement Securities Litigation Shareholder Rights +1

Atty. James Winford Bowen

Dallas 35 year 5.0

Mr. James Winford Bowen is a lawyer practicing securities litigation, sec enforcement, business litigation and 12 other areas of law.

Business Litigation SEC Enforcement Securities Litigation ADR Arbitration +10

Atty. Ronald W. Breaux

Dallas 37 year 5.0

Mr. Ronald W.

Antitrust & Competition International Cartels U.S. Criminal Investigations & Prosecutions Crisis Management False Claims Act / Qui Tam +6

Atty. Barry Frank McNeil

Dallas 57 year 5.0

Mr. Barry Frank McNeil is a lawyer practicing antitrust and competition, antitrust counseling and compliance, government civil investigations and 16 o...

Antitrust And Competition Antitrust Counseling and Compliance Government Civil Investigations Antitrust Brazil +14

Atty. Mary L. O'Connor

Dallas 43 year 5.0

Ms. Mary L.

Litigation: Commercial SEC Enforcement Securities Litigation Arbitration Securities Class Actions

Atty. Clarence E. Mock

Oakland 49 year 5.0

Clarence E. Mock is a lawyer practicing criminal law, personal injury, litigation and 108 other areas of law.

Criminal Law Litigation Personal Injury Agricultural Tort Claims Ancillary Probate +106

Atty. Clay L. Grumke

St. Louis 40 year 5.0

Clay L. Grumke is a lawyer practicing defense litigation, regulatory agency practice, self regulatory agency investigations and 5 other areas of law.

Defense Litigation Regulatory Agency Practice Self Regulatory Agency Investigations FINRA Arbitration Regulatory Investigations +3

Atty. Rochelle Souza Hall

Washington 42 year 5.0

Ms. Rochelle Souza Hall is a lawyer practicing securities & investment fraud, securities litigation, sec enforcement.

SEC Enforcement Securities / Investment Fraud Securities Litigation

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