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Roentgenographic Interpretation

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Radiologic Interpretation                                                                                                          U.S. DEPARTMENT OF LABOR
                                                                                                                                   OFFICE OF WORKERS’ COMPENSATION PROGRAMS
                                                                                                                                   DIVISION OF COAL MINE WORKERS’ COMPENSATION
Note: This report is authorized by law (30 USC 901 et. seq. and 20 CFR 718.102). The results of this interpretation will aid in determining the claimant’s eligibility for                                                                       OMB No. 1240-0023
black lung benefits. This method of collecting information complies with the Freedom of Information Act, the Privacy Act of 1974, and OMB Circular No. 108.                                                                                      Expires 11/30/2026


Please record your interpretation of a single image by placing “X” in the appropriate boxes on the form and return it promptly to the office that requested the interpretation. The form must be
completed as per instructions, signed by a physician, and contain the miner’s name and DOL’s Case ID Number. The Department of Labor will pay only for images of acceptable quality (1, 2 and
3). Images of inferior quality (U/R) must be retaken without cost to the Department.
1. Miner’s Name (Print)                                   1A. Date of X-Ray                               1B. DOL’s Case ID Number                             1C. Image Quality (if not Grade
                                                                                                                                                                    1. Give Reason):

                                                                                                                                                                                                                                       1         2         3            U/R
                                                                                                MO              DAY                     YR
1D. Is Image Completely Negative?                                                                                                                         2A. Any Parenchymal Abnormalities Consistent with Pneumoconiosis?

        YES    □ Proceed to Section 5                           NO   □ Complete Section 2A                                                                         YES   □ Complete 2B and 2C                        NO   □ Proceed to Section 3
2B. Small Opacities Consistent With Pneumoconiosis                                                                                                                                  2C. Large Opacities Consistent With Pneumoconiosis
                      a. SHAPE/SIZE                                                                                               c. PROFUSION

     PRIMARY                       SECONDARY                                  b. ZONES                                  0/-                  0/0              0/1

           p      s                          p         s                                                                1/0                  1/1              1/2
                                                                                                                                                                                                                                                          Proceed to
           q      t                          q         t                                                                2/1                  2/2              2/3                                      O             A        B             C
                                                                                                                                                                                        SIZE                                                              Section 3
           r      u                          r         u                                                                3/2                  3/3              3/+
                                                                                       R        L
  3A. ANY PLEURAL ABNORMALITIES
                                                                                                                                                                                                 Complete Sections                                              Proceed to
        CONSISTENT WITH PNEUMOCONIOSIS?                                                                                                                                           YES                                                           NO
                                                                                                                                                                                                 3B, 3C                                                         Section 4A

  3B. PLEURAL PLAQUES                        (mark site, calcification, extent and width)                           Extent (chest wall; combined for                                                   Width (in profile only)
                                                                                                                    in profile and face on)                                                            (3mm minimum width required)
        Chest Wall                 Site                                  Calcification                              Up to 1/4 of lateral chest wall = 1                                                 3 to 5 mm = a
          In Profile           O    R         L                      O            R         L                       1/4 to 1/2 of lateral chest wall = 2                                               5 to 10 mm = b
          Face On              O    R         L                      O            R         L                             > 1/2 of lateral chest wall = 3                                                   > 10 mm = c
        Diaphragm              O    R         L                      O            R         L                       O         R                           O        L                                   O         R                              O         L
        Other site(s)          O    R         L                      O            R         L                       1         2     3                     1        2      3                            a         b       c                       a        b         c


                                                                                                                        Proceed to                                                                                                Proceed to
  3C. COSTOPHRENIC ANGLE OBLITERATION                                                                R     L                                                                                                  NO
                                                                                                                        Section 3D                                                                                                Section 4A

  3D. DIFFUSE PLEURAL THICKENING (mark site, calcification, extent, and width)                                                      Extent (chest wall, combined for                                       Width (in profile only)
                                                                                                                                    in profile and face on)                                                (3mm minimum width required)
                                                                                                                                    Up to 1/4 of lateral chest wall = 1                                     3 to 5 mm = a
                                                                                                                                    1/4 to 1/2 of lateral chest wall = 2                                   5 to 10 mm = b
              Chest wall                    Site                                  Calcification                                          > 1/2 of lateral chest wall = 3                                      > 10 mm = c
                  In Profile       O         R             L                      O         R        L                              O        R                      O         L                                  O        R                       O        L
                  Face On          O         R             L                      O         R        L                              1        2       3              1         2         3                        a        b       c               a        b        c

  4A. ANY OTHER ABNORMALITIES?
                                                                                                                                                                    Complete                                                                              Proceed to
                                                                                                                                                   YES                                                                                NO
                                                                                                                                                                    4B and 4C                                                                             Section 5

  4B. OTHER SYMBOLS (OBLIGATORY)
          aa          at   ax          bu         ca           cg        cn       co         cp      cv        di         ef        em       es      fr       hi         ho        id       ih    kl        me       pa       pb           pi        px        ra        rp       tb
  REPORT ITEMS WHICH
  MAY BE OF PRESENT                                                                        (Specify od.)                                     Date Personal Physician notified?
                                                                    OD                                                                                                                                                    M            M              D             D         Y        Y
  CLINICAL SIGNIFICANCE
  IN THIS SECTION
  4C     OTHER COMMENTS



  SHOULD WORKER SEE PERSONAL PHYSICIAN BECAUSE OF COMMENTS IN SECTION 4C?                                                                                                                                    YES                  NO             Proceed to Section 5

  5A.          FACILITY PROVIDING RADIOLOGIC EXAMINATION:
               DOL Medical Provider Number (if applicable):
               Was image taken by a registered radiographer/radiographic technologist?                                                                                              □ Yes □ No
                                                                                                                                                                                                                                                                State
               Name                                                                                                                                                                                    Registration No.


  5B. Physician Interpreting Image (Print Name): ___________________________________________________________________________________

       Are you: Board-certified radiologist?      Yes     No    □             □
                                                                 Board-eligible radiologist?       Yes    No     B-reader?     Yes  □   No       □                            □             □
                                                                                                                                               Date Current B-reader Certification Expires: ______________
  5C. I certify that this image has been interpreted in accordance with the instructions provided on Form CM-954a and/or 20 CFR 718, Subpart B, 718.102 and Appendix A. I also certify that the
      information furnished is correct and am aware that my signature attests to the accuracy of the results reported. I am aware that any person who willfully makes any false or misleading
      statement or representation in support of an application for benefits shall be guilty of a misdemeanor under 30 USC 941 and, on conviction, subject to a fine of up to $1,000, or to
      imprisonment for up to one year, or both.


        PHYSICIAN’S SIGNATURE ____________________________________________________________                                                                    DATE OF READING_________________________________________________
                                                                                                                                                                                                (Mo., Day, Yr.)



                                                                                                                                                                                                                                            CM-933 (Rev. April 2020)
        TWO FILING OPTIONS:
      1. To file electronically, submit completed form to the COAL Mine Portal:
         https://coalmine.dol.gov
      2. To file by mail, send completed form to:
         US Department of Labor
         OWCP/DCMWC
         PO Box 8307
         London, KY 40742-8307
         For Further Information call TOLL FREE: 1-800-347-2502
                                                                        PUBLIC BURDEN STATEMENT
We estimate that it will take an average of 5 minutes to complete this information collection, including time for reviewing instructions, searching existing data sources,
gathering and maintaining the data needed, and completing and reviewing the information. If you have any comments regarding these estimates or any other aspect of this
information collection, including suggestions for reducing this burden, send them to the Division of Coal Mine Workers’ Compensation, U. S. Department of Labor, 200
Constitution Avenue, N.W., Suite C3520-DCMWC, Washington, D.C. 20210. DO NOT SEND THE COMPLETED FORM TO THIS OFFICE.


                                                                            PRIVACY ACT NOTICE
In accordance with the Privacy Act of 1974, as amended (5 U.S.C. 552a), you are hereby notified that: (1) the Black Lung Benefits Act (BLBA) (30 U.S.C. 901 et seq.), as
amended, is administered by the Office of Workers' Compensation Programs (OWCP) of the U.S. Department of Labor, which receives and maintains personal information,
relative to this application, on claimants and their immediate families; (2) information obtained by OWCP will be used to determine eligibility for benefits payable under the
BLBA; (3) information may be given to other government agencies, coal mine operators potentially liable for payment of the claim or to the insurance carrier or other entity
which secured the operator's compensation liability, contractors providing automated data processing services to the Department of Labor; and representatives of the parties
to the claim; (4) information may be given to physicians or other medical service providers for use in providing treatment, making evaluations and for other purposes relating
to the medical management of the claim; (5) information may be given to the Department of Labor's Office of Administrative Law Judges, or other person, board or
organization, which is authorized or required to render decisions with respect to the claim or other matters arising in connection with the claim; (6) information may be given to
Federal, state or local agencies for law enforcement purposes, to obtain information relevant to a decision under the BLBA, to determine whether benefits are being or have
been paid properly, and where appropriate, to pursue administrative offset and/or debt collection actions required or permitted by law; (7) disclosure of the claimant's or
deceased miner's Social Security Number (SSN) or tax identifying number (TIN) on this form is voluntary, and the SSN and/or TIN and other information maintained by the
OWCP may be used for identification and for other purposes authorized by law; (8) failure to disclose all requested information, may delay the processing of this claim or the
payment of benefits, or may result in an unfavorable decision or reduced level of benefits; and (9) this information is included in a System of Records, DOL/OWCP-2
published at 81 Federal Register 25765, 25858 (April 29, 2016) or as updated and republished.


                                                                                    NOTICE
If you have a substantially limiting physical or mental impairment, Federal disability nondiscrimination law gives you the right to receive help from OWCP in the form
of communication assistance, accommodation and modification to aid you in the claims process. For example, we will provide you with copies of documents in alternate
formats, communication services such as sign language interpretation, or other kinds of adjustments or changes to account for the limitations of your disability. Please
contact our office or the claims examiner to ask about this assistance.


NOTE: Persons are not required to respond to this collection of information unless it displays a currently valid OMB control number




                                                                                                                                           CM-933 (Rev. April of 2020)




                                                                                        2
                                                       For Purpose of Coding for the Department of Labor, the following codes will be used
                                               ILO 2011 INTERNATIONAL CLASSIFICATION OF RADIOGRAPHS OF THE PNEUMOCONIOSES
                             FEATURES                                            CODES                                                                DEFINITIONS
Technical Quality                                                       1                                Good
                                                                        2                                Acceptable,   with no technical defect  likely to impair classification of
                                                                                                         the radiograph for pneumoconiosis.
Parenchymal                                                             3                                Acceptable, with some technical defect but still acceptable for classification
Abnormalities                                                                                            purposes.
Small Opacities                                                         U/R                              Unacceptable for classification purposes.
                                                                                                         The category of profusion is based on the assessment of concentration
                                                                        0/- 0/0 0/1                      of opacities by comparison with the standard radiographs.
                                               Profusion                1/0 1/1 1/2
                                                                                                         Category 0 – small opacities absent or less profuse than the lower limit
                                                                        2/1 2/2 2/3                      of Category 1.
                                                                        3/2 3/3 3/+
                                                                                                         Categories 1, 2 and 3 – represent increasing profusion of small opacities as defined by the
                                                                                                         corresponding standard radiographs.
                                               Zones                    RU RM RL                         The zones in which the opacities are seen are recorded. The right (R) and
                                                                                                         left (L) thorax are both divided into three zones – upper (U), middle (M)
                                                                        LU LM LL                         and lower (L).
                                                                                                          The category of profusion is determined by considering the profusion as a whole over the affected
                                                                                                          zones of the lung and by comparing this with the standard radiographs.
                                               Shape and Size                                             The letters p, q, and r denote the presence of small rounded opacities.
                                               rounded                   p/p q/q r/r                      Three sizes are defined by the appearances on standard radiographs.
                                                                                                          p = diameter up to about 1.5 mm.
                                                                                                          q = diameter exceeding about 1.5 mm and up to about 3 mm.
                                               irregular                 s/s t/t u/u                      r = diameter exceeding about 3 mm and up to about 10 mm.
                                                                                                          The letters s, t and u denote the presence of small irregular opacities.
                                                                                                          Three sizes are defined by the appearance on standard radiographs.
                                                                         p/s p/t p/u p/q p/r
                                               mixed                     q/s q/t q/u q/p q/r              s = width up to about 1.5 mm.
                                                                         r/s r/t r/u r/p r/q              t = width exceeding about 1.5 mm and up to about 3 mm.
                                                                         s/p s/q s/r s/t s/u
                                                                         t/p t/q t/r t/s t/u              u = width exceeding 3 mm and up to about 10 mm.
                                                                         u/p u/q u/r u/s u/t
                                                                                                          For mixed shapes (or sizes) of small opacities the predominant shape
                                                                                                          And size is recorded first. The presence of a significant number or another shape and size is
                                                                                                          recorded after the oblique stroke.
Large Opacities                                                          ABC                              The categories are defined in terms of dimensions of the opacities.
                                                                                                          Category A – an opacity having a greatest diameter exceeding about 10
                                                                                                          mm and up to and including 50 mm, or several opacities each greater
                                                                                                          than about 10 mm, the sum of whose greatest diameters does not
                                                                                                          exceed 50 mm.

                                                                                                          Category B – one or more opacities larger or more numerous
                                                                                                          than those in category A whose combined area does not exceed the
                                                                                                          equivalent of the right upper zone.
Pleural Abnormalities
                                                                                                          Category C – one or more opacities whose combined area
                                               Type                                                       exceed the equivalent of the right upper zone.
Pleural Thickening
Chest Wall                                     Site                                                       Two types of pleural thickening of the chest wall are recognized:
                                                                                                          circumscribed (plaques) and diffuse. Both types may occur together.
                                                                         R    L                           Pleural thickening of the chest wall is recorded separately for the
                                                                                                          right (R) and left (L) thorax.
                                               Width                     ABC                              For pleural thickening seen along the lateral chest wall the
                                                                                                          measurement of maximum width is made from the inner line of the
                                                                                                          chest wall to the inner margin of the shadow seen most sharply at the
                                                                                                          parenchymal-pleural boundary. The maximum width usually occurs at
                                                                                                          the inner margin of the rib shadow at its outermost point.
                                                                                                          a = maximum width up to about 5 mm.
                                                                                                          b = maximum width over about 5 mm and up to about 10 mm.
                                                                                                          c = maximum width over about 10 mm.
                                               Face On                   Y    N                           The presence of pleural thickening seen face-on is recorded even if it
                                                                                                          can be seen also in profile. If pleural thickening is seen face-on only,
                                                                                                          width cannot usually be measured.
                                               Extent                    123                              Extent of pleural thickening is defined in terms of the maximum
                                                                                                          length of pleural involvement, or as the sum of maximum lengths,
                                                                                                          whether seen in profile or face-on.
                                                                                                          1 = total length equivalent up to one quarter of the projection of the
                                                                                                               lateral chest wall.
                                                                                                          2 = total length exceed one quarter but not one half of the projection
                                                                                                               of the lateral chest wall.
                                                                                                          3 = total length exceeding one half of the projection of the lateral chest
                                                                                                               lateral chest wall
Diaphragm                                      Presence                  YN                               A plaque involving the diaphragmatic pleura is recorded as present (Y)
Costophrenic Angle                                                                                        or absent (N) separately for the right (R) or left (L) thorax.
                                               Site                      R    L                           The presence (Y) or absence (N) costophrenic angle obliteration is
                                               Presence                  Y    N                           recorded separately from thickening over other areas for the right (R)
                                                                                                          and left (L) thorax. The lower limit for the obliteration is defined by a
                                                                                                          standard radiograph showing profusion subcategory 1/1 t/t.
Pleural Calcification                          Site                      R    L                           If the thickening extends up the chest wall then both costophrenic
                                                                                                          angle obliteration and pleural thickening should be recorded.
                                               Site                                                       The site and extent of pleural calcification are recorded separately for
                                               chest wall                R    L
                                                                                                          the two lungs, and the extent defined in terms of dimensions.
                                               diaphragm                 R    L
                                               other                          L                           “Other” includes calcification of the mediastinal and pericardial pleura.
                                               extent                    1     2       3                  1 = an area of calcified pleura with greatest diameter up to about 20 mm
                                                                                                              or a number of such areas the sum of whose greatest diameters
                                                                                                              does not exceed about 20 mm.
                                                                                                          2 = an area of calcified pleura with greatest diameter exceeding about
                                                                                                              20 mm and up to about 100 mm, or a number of such areas the
                                                                                                              sum of whose greatest diameters exceed about 20 mm but does
                                                                                                              not exceed about 100 mm.
                                                                                                          3 = an area of calcified pleura with greatest diameter exceeding about
                                                                                                              100 mm or a number of such area whose sum of greatest diameters
Symbols                                                                                                       exceeds about 100 mm.
                                                                                                          It is to be taken that the definition of such of the Symbols is preceded
                                                                                                          by an appropriate word or phrase such as “suspect” , “pneumoconiotic
                                                                                                          changes suggestive of“, or “opacities suggestive of “, etc.

 aa       - atherosclerotic                                                                          hi   - enlargement of non-calcified hilar or mediastinal lymph nodes
 at       - significant apical pleural thickening                                                    ho   - honeycomb lung
 ax       - coalescence of small opacities                                                           id   - ill-defined diaphragm border
 bu       - bulla(e)                                                                                 ih   - ill-defined heart border
 ca       - cancer: thoracic malignancies excluding mesothelioma                                     kl   - septal (Kerley) lines
          - calcified non-pneumoconiotic nodules (e.g. granuloma) or
cg        nodes                                                                                   me      - mesothelioma
cn        - calcification in small pneumoconiotic opacities                                       pa      - plate atelectasis
co        - abnormality of cardiac size or shape                                                  pb      - parenchymal bands
cp        - cor pulmonale                                                                         pi      - pleural thickening of an interlobar fissure
cv        - cavity                                                                                px      - pneumothorax
 di       - marked distortion of an intrathoracic structure                                       ra      - rounded atelactasis
ef        - pleural effusion                                                                      rp      - rheumatoid pneumoconiosis
em        - emphysema                                                                             tb      - tuberculosis
es        - eggshell calcification of hilar or mediastinal lymph nodes                            od      - other disease or significant abnormality
 fr       - fractured rib(s) (acute or healed)
Comments                                       Presence                  YN                               Comments should be recorded pertaining to the classification of the radiograph particularly if some
                                                                                                          other cause is thought to be responsible for a shadow.
                                                                                                 3                                                                           CM-933 (Rev. April 2020)

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Roentgenographic Interpretation
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