Securities Fraud Lawyers
1,796 verified securities fraud attorneys across the United States. Find experienced Securities Fraud counsel to evaluate your case, explain your options, and represent you through every stage of the legal process.
Jordan A. Shaw is a partner at Zebersky Payne Shaw Lewenz, LLP.
Mr. Andrew David Easler is a lawyer practicing wills, trusts, and estate planning, real estate, evictions, and title, securities and finance and 11 ot...
Mr. Ryan Keith Stumphauzer is a lawyer practicing white collar criminal defense, corporate investigations, receiverships and 18 other areas of law.
Mr. Ryan Dwight O'Quinn is a lawyer practicing government relations, white collar criminal defense, corporate investigations and 16 other areas of law...
My name is Jeremy T. Cranford.
Seth Ross Niedermayer is a lawyer practicing real estate, real estate acquisitions and sales, real estate development and 8 other areas of law. Seth r...
Howard Milton Privette is a lawyer practicing securities and shareholder litigation, commercial litigation, class action litigation and 4 other areas ...
Myles K. Bartley is a lawyer practicing commercial litigation, arbitration, breach of contract and 8 other areas of law.
Alejandro Soto is a lawyer practicing securities litigation, securities and investment fraud, sec enforcement and 4 other areas of law. Alejandro rece...
Carl E. Poli is a lawyer practicing administrative law, employment law, securities fraud and 2 other areas of law.
David Scott Harrison is a lawyer practicing securities law, securities arbitration, securities fraud and 3 other areas of law. David received a B.S. d...
J David Jeans is a lawyer practicing business formation, business planning, buying and selling of businesses and 12 other areas of law. J received a B...
David Robert Buchanan is a lawyer practicing antitrust, catastrophic injury, class actions and 17 other areas of law. David Robert received a B.S. deg...
Justin G Klimko is a lawyer practicing business, financial services, regulatory compliance and 13 other areas of law. Justin received a B.A. degree fr...
James Stanley has over 35 years’ experience in criminal and DUI law. He has handled thousands of criminal cases and has conducted over 150 jury trials...
Mr. Joshua Kirk McGill is a lawyer practicing appellate practice, law office management, alternative dispute resolution and 43 other areas of law.
Our firm is here to help you get the compensation you deserve. James Humphreys has lead a team of experienced and dependable attorneys at James F Hump...
Kevin Paul Kress is a lawyer practicing litigation, contracts, securities fraud and 13 other areas of law. Kevin received a B.A. degree from Louisiana...
Michael David Kibler is a lawyer practicing business litigation, financial services litigation, real estate litigation and 4 other areas of law. Micha...
Diane Carol Bass is a lawyer practicing federal criminal defense, white collar cases, mortgage fraud and 41 other areas of law. Diane received a B.F.A...
Randy Scott Zelin is a lawyer practicing criminal defense, communications / media, white collar crime and 15 other areas of law. Randy received a B.A....
Christopher Joseph Heavens is a lawyer practicing insurance litigation, tort litigation, personal injury and 108 other areas of law. Christopher recei...
Cynthia Reba Levin Moulton is a lawyer practicing commercial litigation, real estate, commercial arbitration and 15 other areas of law. Cynthia receiv...
Lawrence Roy Bard is a lawyer practicing next powered by shulman rogers, business and financial services, finance/capital markets and 8 other areas of...
Mr. Peter James Mougey is a lawyer practicing securities litigation, business torts, construction litigation and 7 other areas of law.
Sharon L. McCarthy is a lawyer practicing white collar criminal matters, civil and criminal tax controversies, government investigations of tax fraud ...
Mr. Pascual Covarrubias Meyer is a lawyer practicing commercial law, commercial litigation, corporate law and 12 other areas of law.
Omid John Esmailzadegan is the Managing Shareholder at Omid John, P.A. He has extensive experience handling class action, antitrust, and consumer prot...
Mr. Joshua F Hamilton is a lawyer practicing criminal law, federal criminal law, sex crimes and 6 other areas of law.
Timothy C Moriarty is a lawyer practicing business law and litigation, employment law, automobile accidents and 13 other areas of law. Timothy receive...
David L. Haas is a lawyer practicing criminal law, litigation/trial advocacy/advocacy, trial and 13 other areas of law.
Peter Ordower has been practicing law since 1980, earning accolades as a Leading American Lawyer in commercial litigation for his exceptional legal sk...
Mark Longwell is the founding attorney of Longwell Lawyers. After graduating from Michigan State University and The Catholic University of America, Co...
Jocelyn Szymanowski focuses her practice on taxation, business, religious and charitable organizations, banking, and real estate matters. She has been...
Joseph Robert Casey is a lawyer practicing medical malpractice, nursing home abuse and neglect, personal injury and 4 other areas of law. Joseph recei...
Mr. John A.
Mr. Wesley D Felix is a lawyer practicing partnership disputes, corporate control disputes, securities fraud and 10 other areas of law.
Simon Wynn Johnson is a lawyer practicing automobile accidents, bankruptcy, breach of contract and 681 other areas of law. Simon received a B.A. degre...
Steven Lawrence Krongold is a lawyer practicing business litigation, ip litigation, general civil litigation and 30 other areas of law. Steven receive...
Mr. Broyles represents the injured and their families in injury and death cases, such as auto, trucking, aviation, offshore and other accidents; defec...
Richard S. Frankowski is the founder of The Frankowski Firm, and has represented hundreds of investors around the country in FINRA arbitrations and in...
Lisa J. Rodriguez is a lawyer practicing antitrust and trade regulation, appellate practice, business governance litigation and shareholder disputes a...
Angela K. Drake is a lawyer practicing multi-district and complex litigation, securities fraud, antitrust litigation and 5 other areas of law.
Richard Kent Piacenti is a lawyer practicing appellate practice, consumer banking, mortgages and 17 other areas of law. Richard received a B.A. degree...
Mr. McClanahan is a Fairfax, Virginia native who was trained at Michigan State University College of Law, a top ten academic program for intellectual ...
Mr. Powers is an experienced litigator as well as a transactional attorney.
Matthew G. Kaiser is a lawyer practicing litigation, administrative adjudications, administrative hearings and appeals and 149 other areas of law.
Mr. Thomas B.
Former Assistant United States Attorney, District of South Carolina, 1990-1996.
Mr. David Polan Meyer is a lawyer practicing securities consumer arbitration, securities arbitration, stockbroker fraud and misconduct and 4 other are...
John Owen Murrin III is a lawyer practicing accident, co2 poisoning, civil rights and 16 other areas of law. John Owen received a B.A. degree from Uni...
Sean Patrick O'Connor is a lawyer practicing litigation, construction, real estate, land use environmental and 2 other areas of law. Sean received a B...
Mr. Roman Chebotarev is a lawyer practicing international business law, cross-border transactions, joint ventures and 23 other areas of law.
Mr. Howard L Kramer is a lawyer practicing broker-dealer advisory and counseling, securities fraud, fintech and blockchain and 3 other areas of law.
J. Rice Ferrelle, Jr. practices at FERRELLE BURNS Read Full Bio
Gordana Schifanelli is a lawyer practicing appellate practice, child support, criminal law and 9 other areas of law. Gordana received a B.A. degree fr...
Michelle Karinne Notte is a lawyer practicing corporate law, limited liability company, franchising and 7 other areas of law. Michelle received a B.S....
Mr. Nascimento has spent his entire career as a criminal defense attorney, defending individuals and corporations in high-stakes federal and state cri...
Christopher D Lindquist is a lawyer practicing civil litigation, commercial litigation, securities fraud and 3 other areas of law. Christopher receive...
Michael W. Cannaday is a lawyer practicing bankruptcy, real estates, family law and 4 other areas of law.
What is Securities Fraud?
Securities Fraud is the branch of law that governs the rights, obligations, and disputes that arise within its subject matter. In the United States, securities fraud sits at the intersection of statutes enacted by Congress, the regulations issued by federal agencies, the laws passed by all fifty state legislatures, and the body of judge-made decisions known as the common law. Because every state writes its own version of the rules, the way securities fraud works in one jurisdiction can look noticeably different from how it works in another, and that is one of the main reasons attorneys in this area focus their practice geographically — to stay fluent in the local statutes, court rules, and judicial preferences that shape outcomes.
At a practical level, Securities Fraud attorneys spend their time on three categories of work. The first is advice and prevention: counselling clients on how to structure transactions, draft documents, and conduct business so that legal risk is minimised before a dispute ever begins. The second is transactional execution: producing the contracts, filings, notices, and registrations that the law actually requires to make a decision legally binding. The third is contested representation: defending or pursuing a client's interests when a dispute escalates to negotiation, regulatory enforcement, arbitration, or litigation in court.
The clients who hire Securities Fraud lawyers range from individuals navigating a single life event to multinational corporations with complex regulatory exposure. What unifies them is the need for an experienced lawyer who knows the relevant code sections, has appeared in the relevant courts, and can translate the strategic options into language a client can act on. AttorneyQnA currently lists 1,796 verified securities fraud attorneys across the United States, each with a public profile showing their bar admissions, years in practice, and the kinds of matters they have handled — with the deepest concentration of practitioners in Alabama.
When do you need a Securities Fraud attorney?
Most people contact a securities fraud lawyer for one of two reasons: something is about to happen that they want done correctly the first time, or something has gone wrong and they need it fixed before it gets worse. The earlier you involve counsel, the more options you usually have, and the lower the cost of getting to a resolution tends to be. The scenarios below are the ones we see most often on AttorneyQnA from prospective clients searching for securities fraud representation.
Once your signature is on a contract, settlement, lease, or release, your bargaining leverage drops sharply. A short pre-signature review by a securities fraud lawyer is the cheapest insurance you can buy.
Cease-and-desist letters, regulatory notices, and demand letters all start clocks. Missing the response window can convert a manageable problem into a default judgment or formal enforcement action.
Statutes of limitations, filing windows, and appeal periods are jurisdictional — courts cannot extend them as a favour. If you can identify a date that matters, you need a lawyer before that date arrives.
The moment opposing counsel appears, the conversation moves out of normal English and into procedural language. Continuing unrepresented usually means losing ground you cannot recover later.
Forming an entity, choosing a venue, structuring a deal, or selecting a remedy each has long-term consequences. A consultation at the planning stage is far cheaper than redoing it after the fact.
Multi-state matters bring conflict-of-laws questions that change which statutes apply and which court has authority. An attorney licensed in the right jurisdiction is not optional.
If any of the situations above describes where you are right now, the next step is a focused consultation. Use the Ask a Lawyer tool for short written questions, or browse the 1,796 securities fraud attorneys listed above to book a paid consultation directly.
How to choose a Securities Fraud attorney
The single biggest factor in choosing a securities fraud lawyer is fit with your specific matter. A lawyer with twenty years of securities fraud experience but no exposure to your particular sub-issue can easily be a worse choice than a five-year associate who has handled the same problem repeatedly. We recommend running every prospective lawyer through the same five-step checklist before signing an engagement letter.
- Bar admission in the correct jurisdiction. Confirm the lawyer is admitted in the state — and where relevant, the federal district — where your matter sits. The lawyer's profile on AttorneyQnA shows every bar admission on file, and the underlying state bar's "lawyer lookup" tool will confirm active standing in under a minute.
- Direct experience with your fact pattern. Ask plainly: "How many matters like mine have you handled in the last three years, and how did they resolve?" An honest answer reveals more than years-in-practice alone.
- A written fee agreement. Whether hourly, flat fee, contingent, or hybrid, the engagement letter should specify what is included, what triggers additional charges, and how disputes are handled. Avoid lawyers who resist writing the terms down.
- Communication cadence. Decide upfront how often you expect updates, who your day-to-day contact will be, and what response time is reasonable. The number-one complaint filed with state bar grievance committees is not malpractice — it is non-communication.
- Conflict check + reputation pulse. Make sure the lawyer has run a formal conflict check, then spend ten minutes reading independent reviews and any public disciplinary history. The state bar's website is authoritative for the second; the lawyer's AttorneyQnA profile collects the first.
Once you have a shortlist, schedule consultations with two or three. Lawyers vary widely in temperament, and the right strategic match for your case is sometimes the second or third lawyer you meet — not the first.
How much does a Securities Fraud lawyer cost?
Legal fees in the United States are not regulated by a uniform schedule, so what you pay a securities fraud lawyer depends on the billing model the lawyer offers, the complexity of your matter, and the local market. There are four billing structures used in this practice area; most engagements use one, but hybrid arrangements are increasingly common.
1. Hourly billing
The default model for most non-contingent matters. Rates for securities fraud attorneys in the U.S. typically range from $150–$250/hour in smaller markets to $400–$700/hour in major metropolitan areas, with senior partners at large firms commanding $900/hour and above. Hourly billing is fairest when the scope of work is genuinely unpredictable, but it creates an incentive structure that the client has to monitor.
2. Flat fee
Increasingly used for well-defined transactions — incorporations, will drafting, single-issue filings, uncontested matters. A flat fee tells you exactly what the deliverable will cost, and the lawyer absorbs the risk of unexpected complexity. Ask whether the flat fee includes filing fees, third-party costs, and any post-filing follow-up.
3. Contingency
Where it is permitted by the rules of professional conduct — most often in plaintiff-side securities fraud work involving monetary recovery — the lawyer is paid a percentage of the proceeds, typically 33% before suit is filed and 40% after. The client pays nothing if there is no recovery. Contingency fees align the lawyer's economics with yours, but the percentage compounds across time, so very strong cases sometimes do better on hourly billing.
4. Retainer / subscription
A monthly fee that buys a defined block of access or hours. This is common for businesses with ongoing securities fraud needs — contract review, employee questions, regulatory check-ins. A subscription smooths out spending and gives the lawyer a reason to know your operation in depth.
Whichever model you choose, ask for an itemised written estimate before the engagement begins, and ask explicitly what is not covered. Surprise expenses are the most common source of attorney-client friction.
Frequently asked questions about securities fraud
How quickly can a securities fraud lawyer review my matter?
Most lawyers can schedule an initial consultation within 1–3 business days. Urgent matters — pending deadlines, time-sensitive notices, court-ordered hearings — should be flagged in your first message; many lawyers reserve emergency consultation slots for that reason. If you need a written answer faster, the Ask a Lawyer tool typically returns answers in under 24 hours.
Do I need a securities fraud lawyer in my exact city, or anywhere in my state?
Bar admission is the controlling rule: any attorney licensed in your state can represent you in that state's courts and agencies, regardless of which city they're based in. Practical proximity still matters for in-person meetings, local court familiarity, and access to the local bench and bar. For state-level filings and remote-friendly matters, an attorney elsewhere in the same state often works fine.
Will an initial consultation cost me anything?
Many securities fraud attorneys offer a free 15- to 30-minute initial consultation; others charge a flat consultation fee that may be credited against the engagement if you hire them. The lawyer's profile lists the consultation policy. Free does not always mean better — a fee-based consultation is sometimes the sign of a lawyer who treats their time, and yours, seriously.
What documents should I bring to the first meeting?
Bring every contract, notice, letter, filing, or written communication connected to the matter; a written timeline of events with dates; the names and contact details of every other party involved; and any deadlines or hearing dates you are already aware of. Even an incomplete file is more useful than a verbal summary alone.
Can I change lawyers if I am not happy with mine?
Yes. Clients can discharge their lawyer at any time, for any reason, by written notice. Your case file belongs to you and must be transferred to your new counsel. Any unpaid fees through the date of discharge remain owed; any unearned advance must be refunded. If you are mid-litigation, the court typically must approve the substitution, but approval is routine.
How long does a typical securities fraud matter take?
It depends almost entirely on whether the matter is transactional or contested. A transactional matter — a contract, a filing, a single-step transaction — can resolve in days to weeks. A contested matter — anything involving disputed facts, court intervention, or regulatory action — typically takes months at minimum, and complex cases can run multiple years. Your lawyer should give you a realistic outside estimate at intake.
Are securities fraud lawyer fees tax-deductible?
It depends on the nature of the matter and current tax law. Fees connected to producing or collecting taxable income, managing investment property, or operating a business are often deductible; fees for personal matters generally are not. Because rules change, confirm deductibility with a tax professional for the year in which the fees are paid.
What is the difference between securities fraud and the related practice areas?
Securities Fraud overlaps with several adjacent areas — see the related-practice-area grid below for direct links. Choosing the right lawyer often means picking the one whose primary focus matches the heart of your problem, even if multiple labels could technically apply. When you are unsure, list your situation in your own words to two lawyers from neighbouring areas and ask which one of them is the better fit; honest lawyers will tell you.
Find securities fraud attorneys by state
Each state link below opens the securities fraud roster for that jurisdiction, with the local statute of limitations, court-system overview, and verified attorneys.
Securities Fraud Law Firms
Main Law Firm
Winter Park
Walton Law Firm
San Marcos
Bruner Law Firm
Fort Walton Beach
J&Y Law Firm
Los Angeles
West Law Firm
Charleston
John T. Floyd Law Firm
Houston
Securities Fraud by State
All states →Find securities fraud attorneys in every US state. Each state link opens a hub with verified attorneys, the state filing deadline, and a free attorney match.